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Principal Associate, Enterprise Services Controls Governance (ES Risk) - Fredericksburg Virginia
Company: Capital One Location: Fredericksburg, Virginia
Posted On: 04/26/2024
Center 3 (19075), United States of America, McLean, VirginiaPrincipal Associate, Enterprise Services Controls Governance (ES Risk)As a Principal Associate in the Enterprise Services Controls Governance (ESCG) Program in Capital One's Enterprise Services Risk team, you will be responsible for working with technology, business risk, cyber, and other teams in both the first and second lines of defense to consult on controls and applying your risk and controls skills to help Enterprise Services continue to drive well-managed control environment across Capital One's Enterprise Services. If you are curious and eager to learn new things, love problem solving, have a passion for risk and controls, this may be the role for you! - -As Capital One evolves to meet the ever-changing landscape, so do our associates. - A successful senior associate influences control designs and works closely with our partners to ensure adherence to requirements. They will be responsible for processing control intake requests related to the end-to-end Controls Lifecycle Management from creation to retirement for non-SOX Enterprise Services controls. They are forward thinking, quick to adapt, and technologically adept. -Principal Associates have a high level of exposure across lines of business and have the opportunity to work with executives to create and implement innovative solutions to appropriately manage risks. The ideal candidate will be a highly-motivated risk or controls expert with excellent communication skills. The candidate will be detail-oriented and results focused, and will have a proven record of problem solving and collaborating with others, including direct and indirect leadership positions. -Responsibilities: - Review and process control intake requests for creation, modification, and retirement of controls as part of lifecycle management and ensure adherence to Enterprise Control Standard
- Work with relevant stakeholders and partners to ensure that impact of control changes on processes such as regulatory gap assessments, process and risks are thoroughly assessed and reflected in the system of record.
- Provide consultation, feedback or effectively challenge the control changes as needed and ensure control changes obtain appropriate approvals
- Monitor metrics around data quality to ensure control data is complete and accurate in the system of record
- Partner to identify and implement automated solutions to enable proactive risk management -
- Support development of content in response to Internal Audit and Regulatory agencies related to controls management
- Assist and drive the creation and delivery of program's strategic initiatives
- Assist and drive project and program delivery, including project and process management, reporting, facilitation of senior leadership meetings, drafting and reviewing materials for senior management and the Board of directors, and other governance activities.Basic Qualifications:
- Bachelor's Degree or Military experience
- At least 3 years of risk management, compliance, regulatory, audit, or legal experience
- At least 3 years of experience in controls management or testing or reportingPreferred Qualifications:
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