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FVP, Capital Markets Governance - Westlake Village California

Company: Disability Solutions
Location: Westlake Village, California
Posted On: 04/20/2024

Job Title:FVP, Capital Markets GovernanceLocation:CA - Westlake VillageWhat you'll do:The FVP, Capital Markets Governance coordinates and monitors audit, governance, enterprise risk, and related activities within AHM Capital Markets and Servicing Operations. This is an opportunity to work in one of the country's most active residential mortgage Capital Markets groups. The successful candidate will have the opportunity to work alongside industry leading talent in a fast paced and friendly environment and can look forward to a progressive career path and continued professional growth.What we are looking for: Key Responsibilities:Oversee audit and exam coordination for internal audits, SOX testing, and other audit and examinations of AmeriHome's Capital Markets and Servicing Operations functions:

  • Ensure appropriate managers are engaged with the audit/exam
  • Oversee coordination of evidence requests and review for completeness and appropriateness
  • Facilitate the development of remediation plans and monitor control remediationSupport the oversight of compliance with Bank risk and governance programs, including:
    • Drive compliance with standards and review schedules for the Risk and Control Self-Assessments
    • Coordinate updates and assure quality for Capital Markets policies, procedures, and standards documents
    • Assist in supporting compliance with Model Risk Management and Critical Spreadsheet policies, procedures, and standards
    • Support and facilitate Committee approval requests and documentation as requiredAssisting in supporting third-party risk management as needed, including:
      • Coordination or facilitation of vendor risk management initiatives
      • Identification and resolution of risk related to new service providers
      • Annual SOC report reviews
      • Perform other related responsibilities as requiredRequirements:
        • Bachelor's degree required; advanced degree or relevant certification a plus
        • Minimum 8+ years working in or with the financial services industry or a highly regulated industry requiring significant risk and compliance controls
        • At least three (3) years of management experience in audit, governance and/or risk oversight activities
        • Analytical skills and the ability to collect, organize, analyze, and disseminate information; accuracy and attention to detail
        • Demonstrated track record of managing multiple projects and prioritizing within a fast-paced environment
        • Ability to assess issues, propose viable solutions, and drive implementation
        • Solid understanding of financial services regulatory requirements and current regulatory developments
        • Excellent verbal and written communication skills, including the ability to clearly communicate technical concepts and produce quality presentations for management and committees
        • Leadership ability and integrity
        • Strong relationship management skills, ability to influence others, and strategic visionCompensation: Salary range for new hires is generally $142,184.00 - $175,639.00 for Westlake Village, CA. Salary amount is determined by specific job location. In addition, the role may be eligible for annual bonus/incentives earned.Benefits you'll love:We offer all the important things you'd want - like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you'll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands-on experience to help grow your career!About the company:AmeriHome Mortgage is a Western Alliance Bank company. Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona, Alliance Association Bank, Bank of Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC.Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race, sex, color, religion, age, nation origin, marital status, disability, protected veteran status, sexual orientation, gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying, please email HR@westernalliancebank.com or call 602-386-2488. When contacting us, please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.-- Western Alliance Bancorporation More...

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