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Global Banking & Markets - Operations - Client Onboarding - Analyst - Salt Lake City Utah
Company: Spectraforce Technologies Location: Salt Lake City, Utah
Posted On: 05/03/2024
Title- Global Banking & Markets - Operations - Client Onboarding - Analyst Duration- 6 Months Location- Salt Lake City, UT Duties: GLOBAL MARKETS OPERATIONS Global Markets Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide RIA custody, banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow. YOUR IMPACT Our Client Onboarding Due Diligence team within the Global Markets Division is seeking a professional who is looking to work with a wide variety of individuals in RIA Custody Sales, Compliance and Operations across the Securities & RIA Custody Division to facilitate an excellent client onboarding experience and mitigate risks associated with the capture and documentation of related financial transactions. OUR IMPACT As a member of the Client Onboarding organization, this individual will specialize in the review of AML/KYC documentation for the Customer Identification Programs (CIP) and the approval of new relationships for the Americas RIA Custody business. The individual will work directly with our internal partners, clients, and sales in a fast-paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical. HOW YOU WILL FULFILL YOUR POTENTIAL Ensure due diligence is performed to comply with "Know Your Customer" regulations Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies Approve the opening of new accounts to enable new client trading. Skills: BASIC QUALIFICATIONS |
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