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VP of Securities & Derivatives Lead Analyst -Hybrid - Jersey City New Jersey
Company: Hispanic Technology Executive Council Location: Jersey City, New Jersey
Posted On: 05/07/2024
Job DescriptionThe Securities & Derivatives Lead Analyst is a senior level position responsible for accomplishing results through the management of a key function in an effort to process timely in coordination with Front Office, Product or Operations teams. The overall objective of this role is to ensure the seamless delivery of securities and derivatives related account maintenance, KYC/Onboarding and activities. Responsibilities: - Develop and implement business initiatives, client solutions, or projects affiliated with securities and derivatives settlement.
- Solve complex inquiries, conduct discovery and complete KYC due diligence activities for client onboarding requests incl. annual or regular reviews.
- Provide detailed analysis of escalated issues when necessary and recommend actions for resolution.
- Contribute to processing standards and expectations for securities and derivatives teams.
- Develop and implement business plans, policies, and procedures that offer solutions and cost saving opportunities.
- Meet daily performance standards related to securities and derivatives function
- Propose solutions to implement settlement process improvements, client service enhancements, or overall technology enhancements.
- Coordinate with internal and external clients to assess service quality and identify areas for improvement in the function.
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Qualifications: - 6-10 years of relevant experience especially KYC and Onboarding, understanding Institutional Client Structures and Enhanced Due Diligence requirements.
- Quality Execution and Attention to Detail with minimal Supervision.
- Consistently demonstrates clear and concise written and verbal communication skills (internal and external incl. Clients).
- Consistently meeting deadlines and avoid Risks to the Business with no over dues.
- Partnership skills across front to back operations, ability to work independently in complex situations and navigate through positive engagement skills.
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