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Bank Business Risk and Controls Advisor Senior - Colorado Springs Colorado
Company: USAA Location: Colorado Springs, Colorado
Posted On: 05/04/2024
Why USAA?Let's do something that really matters. At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to give back to those who did. We're working as one to build a great experience and make a real impact for our members. We believe in our core values of honesty, integrity, loyalty and service. They're what guides everything we do - from how we treat our members to how we treat each other. Come be a part of what makes us so special!The OpportunityThe candidate selected for this position will work on the Omnichannel Risk Advisory team supporting Bank Digital and Retail Payments business partners. Key responsibilities include providing advice and guidance related to PRCI, RCSA, control rationalization, bank metrics (KRIs and BRIs), maintaining a healthy issues inventory, and Business Change Management (BCM) and Work Effort Risk Impact (WERI) assessments that impact the Bank. In addition, responsibilities include collaborating with Process Owners and business leaders to execute and maintain Business Risk Reviews (BRRs) of sufficient depth and breadth to properly identify and understand PL2 operational / compliance risks and quality of risk management (QRM).As a Business Risk and Controls Advisor Senior, you will be positioned in the first line of defense to ensure the overall effectiveness of risk and compliance management programs, risk analytics and operations in the business. This role will partner and collaborate with Compliance and Risk Management, as well as Business Operations, IT, Audit Services, and Regulators to support risk and compliance-based initiatives. Responsible for supporting business leader adherence to the established risk framework and ongoing supervision of business controls including risk and control self-assessments, identification and evaluation of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and monitoring of the first line of defense to minimize risk exposures and strengthen the overall control environment. Manage risk assessment data and use critical thinking to identify key data-driven insights tied to first line of defense.We offer a flexible work environment that requires an individual to be in the office 4 days per week. This position can be based in one of the following locations: San Antonio, TX, Plano, TX, Phoenix, AZ, Colorado Springs, CO, Charlotte, NC, Chesapeake, VA or Tampa, FL. Relocation assistance is not available for this position.What you'll do: - Manages and drive solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk control self-assessments, procedure governance, control design, new product controls, CoSA Third Party Governance, or quality governance.
- Perform ongoing supervision and oversight of business controls and share knowledge with team members to evaluate the effectiveness of established business controls.
- Responsible for risk data analysis, report preparation and trend analysis, utilizing business intelligence tools.
- Anticipate business needs and proactively find opportunities to improve and strengthen the control environment through actionable insights.
- Assist with translating control deficiencies into action plans and provide recommendations to improve governance practices in alignment with risk and compliance frameworks.
- Partner with stakeholders to drive improvement efforts to correct or prevent unfavorable trends and assess the impacts.
- Lead project teams through concept, planning, execution, and implementation phases for effective and timely risk remediation.
- Advise senior management on the status of their control environment related to risk identification and control weaknesses. Identify critical areas to supervise and calls out issues and findings to appropriate partners.
- Develop and maintain processes, procedures and tools for handling exception alerts as they occur, including monitoring of resulting exception cases.
- Provide control oversight to ensure compliance with laws and regulations.
- Serve as a primary resource to team members.
- Ensure risks associated with business activities are efficiently identified, measured, supervised, and controlled in accordance with risk and compliance policies and proceduresWhat you have:
- Bachelor's degree; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree.
- 6 years of experience supporting risk-related, - compliance related, or business control design activities; -OR 6 years of experience in a relevant quantitative discipline; OR Advanced degree or designation in a risk management or quantitative discipline, and 4 years of experience supporting risk-related, and/or compliance-related, or business control design activities; OR PhD in a risk management or quantitative discipline, and 2 years of experience supporting risk-related, and/or compliance-related, or business control design activities.What sets you apart:
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