Chief Operating Officer - San Diego California

Company: Centura Wealth Advisory
Location: San Diego, California
Posted On: 05/03/2024

Centura Wealth Advisory, a dynamic, registered investment advisory (RIA) firm serving both high-net-worth and ultra-high-net-worth individuals/families, is seeking an experienced professional to join our Executive Leadership team as the Chief Operating Officer. As the Chief Operating Officer, you will be a key member of our team helping to set strategic initiatives and trailblaze an unmatched culture.The Chief Operating Officer is at the core of our internal vein and will have a large impact on a wide range of functions.Operational LeadershipWhat You will Do:

• Provide strategic leadership and direction to all operational functions, including client service, compliance, finance, people & culture, and marketing.
• Develop and implement policies, procedures, and best practices to optimize operational efficiency, maximize productivity, and achieve business objectives.
• Establish key performance indicators (KPIs) and metrics to measure and monitor operational performance and drive continuous improvement initiatives.Strategic Planning And Execution
  • Collaborate with the CEO and leadership team to develop and implement strategic initiatives that support the company's mission, vision, and long-term goals.
  • Lead the strategic planning process, conducting analysis, identifying opportunities, and defining priorities to drive sustainable growth and competitive advantage.
  • Monitor industry trends, market dynamics, and regulatory developments to anticipate challenges and capitalize on emerging opportunities.Financial Management
    • Oversee financial planning, budgeting, and forecasting processes to ensure sound financial management and alignment with strategic objectives.
    • Monitor financial performance against budget and targets, analyze variances, and implement corrective actions as needed to optimize profitability and efficiency.
    • Collaborate with finance and accounting teams to maintain financial controls, manage cash flow, and support investment decision-making.Risk Management And Compliance
      • Establish and maintain a comprehensive risk management framework to identify, assess, and mitigate operational, regulatory, and reputational risks.
      • Ensure compliance with applicable laws, regulations, and industry standards governing Registered Investment Advisors (RIAs), including SEC requirements.
      • Oversee the implementation of compliance policies, procedures, and training programs to promote a culture of compliance and integrity throughout the organization.Leadership And Team Development
        • Build and develop a high-performance team by recruiting, training, and retaining top talent, and fostering a culture of collaboration, innovation, and accountability.
        • Provide mentorship, guidance, and coaching to direct reports and team members, empowering them to achieve their full potential and contribute to organizational success.
        • Lead by example, demonstrating ethical leadership, professionalism, and a commitment to excellence in all aspects of operations and decision-making.What We Look for:
          • Bachelor's degree in Business Administration, Finance, or a related field; MBA or advanced degree preferred.
          • Proven experience (10 years) in executive leadership roles within the financial services industry, with a focus on Registered Investment Advisors (RIAs) highly desirable.
          • Strong understanding of financial markets, investment products, and regulatory requirements governing RIAs, including SEC regulations and fiduciary standards.
          • Exceptional leadership abilities with a track record of driving operational excellence, strategic planning, and organizational transformation.
          • Excellent communication skills, both verbal and written, with the ability to influence and inspire stakeholders at all levels of the organization.
          • Strong analytical and problem-solving skills, with the ability to think strategically, make data-driven decisions, and drive results in a dynamic and competitive environment.What 's In It For You?
            • Competitive compensation
            • Opportunity to contribute to a dynamic, fast-paced business that is experiencing rapid growth.
            • Open and supportive team-based environment
            • Full medical, dental, and vision benefits
            • Competitive Vacation Package
            • Free on-site gym access
            • Fully stocked kitchen - meals, snacks, and beveragesEqual Opportunity EmployerCentura Wealth Advisory is an equal opportunity employer and is committed to diversity and inclusion in the workplace. We encourage applications from all qualified individuals, regardless of race, ethnicity, gender, sexual orientation, age, disability, or religion.
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